Rule Filings

CME Group routinely submits new rules, rule amendments, and regulatory guidance that must be documented for regulatory purposes. Use the links below to access a complete catalogue of these submissions that have been filed with the CFTC and SEC.

CFTC Filings

- 2018
- 2017
- 2016
- 2015
- 2014
- 2013
- 2012
- 2011

SEC Filings

- 2015
- 2014
- 2013
- 2012
- 2011

Related Resources

More in Market Regulation

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- Market Regulation Home
- Market Regulation Home
- Read an overview of the Market Regulation department.

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- Rulebooks
- Rulebooks
- Exchange-Specific Rules for CME, CBOT, NYMEX, and COMEX.

- Read more
- Position Limits
- Position Limits
- Get information on position limits, position accountability levels, and reportable position levels in CME, CBOT, NYMEX, and COMEX products.

- Read more
- Advisory Notice Search
- Advisory Notice Search
- Stay up-to-date with the latest Advisory Notices on regulatory issues.

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Who We Are

CME Group is the world's leading and most diverse derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.