Market Regulation

CME Group’s Market Regulation Department conducts trade, position, account, and market surveillance to identify and prevent potential rule violations and ensure that all four of our Designated Contract Markets (DCMs) – CME, CBOT, NYMEX, and COMEX – fulfill their self-regulatory responsibilities.

To stay up-to-date and in compliance with the changing regulatory environment

Subscribe to Notices

Market Regulation works to protect market integrity, to enforce rules that protect all market participants, and to act proactively to mitigate risks to prevent damage to the marketplace.

Filing Complaints

Market Regulation encourages market participants and others to provide information about behavior that is potentially in violation of Exchange rules and regulations.

File a Complaint


Market Regulation also encourages market participants to self-report incidents that they believe may be in violation of Exchange rules and regulations.

Self-Report an Incident

Learn More about Market Regulation


Contact Us

For any questions, contact the Market Regulation Department
+1 312 341 7970
Market Regulation Directory

For questions related to CME Globex, contact
CME Globex GCC