Market Regulation

CME Group’s Market Regulation Department conducts trade, position, account, and market surveillance to identify and prevent potential rule violations and ensure that all four of our Designated Contract Markets (DCMs) – CME, CBOT, NYMEX, and COMEX – fulfill their self-regulatory responsibilities.

To stay up-to-date and in compliance with the changing regulatory environment

Subscribe to Notices

Market Regulation works to protect market integrity, to enforce rules that protect all market participants, and to act proactively to mitigate risks to prevent damage to the marketplace.

Filing Complaints

Market Regulation encourages market participants and others to provide information about behavior that is potentially in violation of Exchange rules and regulations.

File a Complaint

Self-Reporting

Market Regulation also encourages market participants to self-report incidents that they believe may be in violation of Exchange rules and regulations.

Self-Report an Incident

    • Investigations

    • The Investigations team works to detect and investigate potential trade practice violations.

    • Data Investigations

    • The Data Investigations team works to ensure the accuracy of trade data, and compliance with audit trail requirements.

    • Market Surveillance

    • The Market Surveillance team works to identify and amend situations that may undermine fair and orderly trading of Exchange markets.

    • Enforcement

    • The Market Regulation Enforcement team aims to resolve rule violations via each Exchange's disciplinary process.

Learn More about Market Regulation

Notices

Contact Us

For any questions, contact the Market Regulation Department
+1 312 341 7970
Market Regulation Directory

For questions related to CME Globex, contact
CME Globex GCC

CME Group is the world’s leading derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). 
Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.

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