If you have questions regarding the regulation of CME Group products, contact one of the following individuals.
Tom LaSala
Managing Director & Global Chief Regulatory Officer
+1 212 299 2897
Andrew Vrabel
Executive Director & Global Head of Investigations
+1 312 435 3622
Greg Benbrook
Senior Director, Investigations
+1 312 341 7619
Aaron Smith
Senior Director, Investigations
+1 312 435 3754
Laetizia Moreau
Senior Director, Data Investigations
+1 312 435 3619
Chris Reinhardt
Senior Director & Global Head of Market Surveillance
+1 312 435 3665
Ryne Toscano
Senior Director, Market Surveillance
+1 212 299 2879
Terry Gehring
Manager, Office of the Registrar
+1 312 435 3644
Steve Schwartz
Executive Director & Global Enforcement Counsel
+1 212 299 2853
Steve Schweitzer
Senior Director, Enforcement Counsel
+1 312 435 3648
Pam Mahon
Director, Enforcement Counsel
+1 212 299 2881
Robert Sniegowski
Executive Director, Rules and Regulatory Outreach
+1 312 341 5991
Erin Middleton
Lead Rules & Regulatory Outreach Specialist
+1 312 341 3286
For questions concerning oversight of clearing member firms
+1 312 930 3230
View information on the teams within CME Group’s Market Regulation department.
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- Investigations
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Investigations
- The Investigations team works to detect and investigate potential trade practice violations.
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- Data Investigations
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Data Investigations
- The Data Investigations team works to ensure accurate identification of order flows and resulting trades by clearing and trading firms and individual members.
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- Market Surveillance
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Market Surveillance
- Market Surveillance works to identify and amend situations that may undermine fair and orderly trading of Exchange markets.
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- Enforcement
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Enforcement
- The Market Regulation Enforcement team aims to resolve rule violations via each Exchange’s disciplinary process.
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