Market Regulation Contacts

Market Regulation Contacts

If you have questions regarding the regulation of CME Group products, contact one of the following individuals.

Andrew Vrabel
Managing Director & Global Chief Regulatory Officer
+1 312 435 3622

Investigations

Aaron Smith
Executive Director & Global Head of Investigations
+1 312 435 3754

Jennifer Dendrinos
Senior Director, Investigations
+1 312 341 7812

Michael Banys
Senior Director, Investigations
+1 312 435 7197

Data Investigations

Laetizia Moreau
Senior Director, Global Head of Data Investigations
+1 312 435 3619

Surveillance

Chris Reinhardt
Executive Director & Global Head of Market Surveillance
+1 312 435 3665

Thomas Dixon
Senior Director, Market Surveillance
+1 212 299 2901

Kyle Miller
Manager, Office of the Registrar
+1 312 341 3436

Enforcement

Steve Schweitzer
Executive Director & Global Head of Enforcement
+1 312 435 3648

Pam Mahon
Director, Enforcement Counsel
+1 212 299 2881

Natalie Petric
Director, Enforcement Counsel
+1 312 435 3496

Rules & Regulatory Outreach

Erin Middleton
Director, Rules & Regulatory Outreach
 +1 312 341 3286

Financial and Regulatory Surveillance

For questions concerning oversight of clearing member firms
+1 312 930 3230

More in Market Regulation

View information on the teams within CME Group’s Market Regulation department.

    • Investigations

    • The Investigations team works to detect and investigate potential trade practice violations.

    • Data Investigations

    • The Data Investigations team works to ensure accurate identification of order flows and resulting trades by clearing and trading firms and individual members.

    • Market Surveillance

    • Market Surveillance works to identify and amend situations that may undermine fair and orderly trading of Exchange markets.

    • Enforcement

    • The Market Regulation Enforcement team aims to resolve rule violations via each Exchange’s disciplinary process.

CME Group is the world’s leading derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). 
Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.

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