BrokerTec Regulatory Documents

BrokerTec is committed to providing you with the regulatory
and rulebook documentation you need to move throughout
the trading lifecycle. Access and download the documents
that correspond with your trading needs in a single location.

Information for existing customers

Clients can find further information specific to their trading activity by logging in to our secure zone.

Documentation for all BrokerTec platforms in Europe

The following documents are relevant to all BrokerTec platforms in Europe:

Legal and Regulatory Structure Schedule

Access the structure schedule for the BrokerTec platform. 


Reward Policy

The reward policy sets out the principles that govern the remuneration of BrokerTec employees.


Equal Opportunities Policy

View our equal opportunity policy.


BrokerTec MTF Venue Pre-Trade and Post-Trade Controls

View controls that apply to BrokerTec, as required under MiFID II.


BrokerTec MTF Algo Testing Fair Usage Policy

Get details regarding the required conformance test for BrokerTec participants, in compliance with MiFID II.


BrokerTec MTF Venue Kill Functionality Policy

Read details about required kill functionality for BrokerTec participants, in compliance with MiFID II.


Data Protection Policy

View the basis on which we process personal data.


Conflicts of Interest Management Policy

Read our MiFID II-compliant measures set aside to safeguard customer interests.


Unexecuted Orders to Transaction Thresholds for BrokerTec EU MTF and BrokerTec RM

Access rules concerning unexecuted order to transaction thresholds.


MTF Venue Market Regulations Policy 

View our approach to monitoring customer adherence to rules. 


MTF Venue Complaints Policy and Procedure

View our policy for handling customer complaints, in compliance with MiFID II.


Market Maker Agreement template

View our Market Maker Agreement template.


BrokerTec EGB Market Data Price Sheet

View pricing of BrokerTec European Government Bonds (EGBs).


BrokerTec RM

The BrokerTec EU Regulated Market (RM) Rulebooks covering EU Repo and EGBs (operated by CME Amsterdam B.V.) are available on the following links:

BrokerTec EU RM Rulebook

View the Rulebook for the BrokerTec EU RM (which contains terms that apply to all products made available for trading on the RM).


BrokerTec RM EU Repo Appendix

View an appendix to the BrokerTec EU RM rulebook, which covers EU repo.


BrokerTec RM European Government Bonds Appendix

View an appendix to the BrokerTec EU RM rulebook, which covers European government bonds.


BrokerTec EU RM Fee Schedule

Find the fee schedule for all participants on BrokerTec EU RM. 


Belgian EGB Client List


Italian EGB Client List


Austrian EGB Client List


Dutch EGB Client List


Finnish EGB Client List


Irish EGB Client List


Portuguese EGB Client List


French EGB Client List


BrokerTec EU MTF

The UK Gilt and Gilt Repo platform is governed by the BrokerTec Europe Limited MTF Rulebook which can be found here:

BrokerTec EU MTF Rulebook

The BrokerTec EU MTF rulebook will governs trading on the BrokerTec EU MTF.


EU Repo Appendix

View the appendix to the BrokerTec EU MTF rulebook that covers Gilt Repo.


European Government Bonds Appendix

View the appendix to the BrokerTec EU MTF rulebook that covers UK Gilts.


BrokerTec EU MTF Fee Schedule

Find the fee schedule for all participants on BrokerTec EU MTF. 


Best execution reports

2019

BrokerTec (BTAM) Best Execution Venue Report Q1 2019


BrokerTec (BTEE) Best Execution Venue Report Q1 2019

2018

BrokerTec Best Execution Venue Report Q1 2018 


2019

BrokerTec (BTAM) Best Execution Venue Report Q2 2019


BrokerTec (BTEE) Best Execution Venue Report Q2 2019

2018

BrokerTec Best Execution Venue Report Q2 2018


BrokerTec Best Execution Venue Report Q3 2018


BrokerTec Best Execution Venue Report Q4 2018


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