NYMEX Authorized to take Disciplinary Action over GreenX Market Participants

This Advisory provides notice to Green Exchange LLC (“GreenX”) market participants, that, following the vacation of the GreenX designated contract market (“DCM”) and the transfer of GreenX products and open interest to the New York Mercantile Exchange (“NYMEX”) DCM, GreenX customers and Participants will be subject to NYMEX jurisdiction and the NYMEX disciplinary process for violations of GreenX rules that occurred prior to the DCM being vacated. NYMEX is authorized to enforce GreenX rules and able to take disciplinary actions under Chapter 4 of NYMEX rules for any violations of GreenX rules that occurred prior to the DCM vacation as if the violation had been of NYMEX rules.

Please refer questions on this subject to:

Chief Regulatory Counsel, CME Group
Christopher K. Bowen
Tel:  +1 212 299 2200
E-mail:   christopher.bowen@cmegroup.com

Compliance Officer
Nicholas Galati
Tel:  +1 212 299 2569
E-mail:   nicholas.galati@thegreenx.com