• Amendments to CME, CBOT, NYMEX, and COMEX DCM Rule 537(b) and CME SEF Rule 537(b) in Connection with Data Submitted to the Exchanges and SEF for the Purpose of Fulfilling Regulatory Obligations, Effective on Trade Date Wednesday, August 13, 2015

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-7412
      • Notice Date
      • 30 July 2015
      • Effective Date
      • 13 August 2015
    • CME, CBOT, NYMEX, and COMEX (the “Exchanges”) DCM Rule 537(b) and CME SEF Rule 537 currently preclude the Exchanges and SEF from using data submitted for the purpose of fulfilling regulatory obligations for marketing and business activities where a market participant has notified the Exchanges or SEF that it “opts out” of such use.  The Exchanges and SEF have self-certified changes to DCM Rule 537 and SEF Rule 537 that will require a market participant’s clear consent in order to use data submitted for the purpose of fulfilling regulatory obligations for marketing and business activities.  Pending all relevant regulatory review periods, these changes will become effective on August 13, 2015.  

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