• Amendments to CME/CBOT/NYMEX/COMEX Rule 409 (Summary Proceedings Before the Floor Conduct Committee)

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-7173
      • Notice Date
      • 02 September 2014
      • Effective Date
      • 16 September 2014
    • Pending all relevant regulatory CFTC review periods, CME, CBOT, NYMEX, and COMEX will amend Rule 409.D. (Appeals) effective on Tuesday, September 16, 2014.  The amendments codify that parties have a single appeal right under the Rule.

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