In an effort to clarify the requirements for clearing member records and reports, revisions have been made to Rule 980.B. ("Required Records and Reports") and will be effective March 21, 2013, pending all relevant regulatory reviews. The revisions provide further clarity on the relationship between Rule 980.B. and CFTC Regulation 1.16(d)(2). The revisions are set forth below, with additions underscored and deletions overstruck.
For the full Special Executive Report, please click here (PDF).