• EXCHANGES MODIFY THEIR CLEARING MEMBERSHIP GENERAL REQUIREMENTS

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-5398
      • Notice Date
      • 16 September 2010
      • Effective Date
      • 16 September 2010
    • Effective immediately, CME, CBOT and NYMEX have adopted amendments to Rule 901.J. to require clearing member firms to provide timely notification to the Exchanges each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm.

      For the full Special Executive Report, please click here (PDF).