• Summary Fines for Reporting Infractions

      • To
      • Members, Member Firms and Market Useres
      • From
      • Market Regulation Department
      • #
      • CME Group RA1511-5
      • Notice Date
      • 13 July 2015
      • Effective Date
      • 27 July 2015

    • This Advisory Notice supersedes CME Group Market Regulation Advisory Notice RA1503-5 issued on March 24, 2015.  It is being issued based on an upcoming amendment to Rule 512 (“Reporting Infractions”) which ensures that the Chief Regulatory Officer or his designee will have authority to impose summary fines on any party who has consented to the jurisdiction of the Exchange. 

      Click HERE to view the full advisory.

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