NOTICE OF DISCIPLINARY ACTION

FILE NO.:

CME 08-05115-BC

MEMBER:

DAIMYON RIVERA

CME RULE VIOLATION:

539. PREARRANGED, PRE-NEGOTIATED AND NON-COMPETITIVE TRADES PROHIBITED

A. No person shall prearrange or pre-negotiate any purchase or sale or non-competitively execute any transaction. .. .
 

FINDINGS:

After a full evidentiary hearing on the merits on October 27, 2011, a Panel of the Chicago Mercantile Exchange ("CME") Business Conduct Committee ("BCC Panel") found that on December 31,2008,Daimyon Rivera prearranged the execution of two orders in the Eurodollar futures pit. The Panel found that in so doing,Daimyon Rivera violated CME Rule 539.A.

PENALTY:

In accordance with its findings, the Panel ordered Rivera to pay a fine in the amount of $2,000; barred Rivera from applying for membership in any CME Group Inc. exchange for a period of five business days; and barred Rivera's direct and indirect access to all CME Group electronic trading and clearing platforms for a period of five business days.

EFFECTIVE DATE:
January 10, 2012