FINANCIAL AND REGULATORY Bulletin
To: Chief Financial Officers Updated #14-07
Chief Compliance Officers
Date: December 11, 2014
Subject: Certified Public Accountant Confirmation Requests
CME Group Inc. receives external confirmation requests from certified public accountants during the course of their annual examinations of member firms. To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicab e individual at the following addresses:
CME Group Inc.
20 S. Wacker Drive
Chicago, IL 60606
Subordinated Debt
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Lisa Creamer
Financial Coordinator, Financial and Regulatory Surveillance Department
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CME Group Inc. Class A Shares
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Diana Albon
Manager, Shareholder Relations & Member Services
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CME/CBOT Memberships
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Carol Jackson
Membership Representative, Shareholder Relations & Member Services
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CME/CBOT/NYMEX/COMEX Performance Bond, Guarantee Deposits, and Variation Settlements
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Jane Moon
Manager, Compliance Clearing
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CME Group Inc.
1 North End Ave
New York, NY 10282
NYMEX/COMEX Memberships
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Janet Green
Membership Assistant, Shareholder Relations & Member Services
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Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption. If the certified public accountant’s email gateway does not support this type of encryption, messages will be sent as secure attachments. The certified public accountant will receive a message advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information. To view the information, they must click on the attachment included in this message.
If you have any questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.