• Certified Public Accountant Confirmation Requests

      • To
      • Chief Financial Officers, Chief Compliance Officer
      • From
      • Financial and Regulatory Surveillance Department, Clearing House Division
      • #
      • 13-04
      • Notice Date
      • 03 December 2013
      • Effective Date
      • 03 December 2013
    • FINANCIAL AND REGULATORY Bulletin
       
       
      To:                   Chief Financial Officers                                                                                     Updated           #13-04
                              Chief Compliance Officers        
       
      Date:              December 3, 2013
       
      Subject:        Certified Public Accountant Confirmation Requests
       
       
      CME Group Inc. receives external confirmation requests from certified public accountants during the course of their annual examinations of member firms. To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicable individual at the following addresses:
      CME Group Inc.
      20 S. Wacker Drive
      Chicago, IL 60606
       

      Subordinated Debt
      Lisa Creamer
      Financial Coordinator, Financial and Regulatory Surveillance Department
      CME Group Inc. Class A Shares
      Diana Albon
      Manager, Shareholder Relations & Member Services
      CME/CBOT Memberships
      Carol Jackson
      Membership Representative, Shareholder Relations & Member Services
      CME/CBOT/NYMEX/COMEX Performance Bond, Guarantee Deposits, and Variation Settlements
      Jane Moon
      Manager, Compliance Clearing

       
      CME Group Inc. 
      1 North End Ave
      New York, NY 10282
       

      NYMEX/COMEX Memberships
      Janet Green
      Membership Assistant, Shareholder Relations & Member Services

       
      Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption.  If the certified public accountant’s email gateway does not support this type of encryption, messages will be sent as secure attachments.  The certified public accountant will receive a message advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information.  To view the information, they must click on the attachment included in this message. 
       
      If you have any questions regarding clearing confirmations, please contact Customer Service at 800-331-3332. For any general questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.

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