• New Disciplinary Action Notification Subscription Service

      • To
      • Chief Executive Officers, Chief Financial Officers, Chief Compliance Officers
      • From
      • Audit Department, Clearing House Division
      • #
      • AIB 10-05
      • Notice Date
      • 22 June 2010
      • Effective Date
      • 22 June 2010
    • The CME Group Market Regulation and Audit Departments have established a new subscription service to allow you to receive, via email, prompt notice of disciplinary actions taken by the Business Conduct Committee and the Clearing House Risk Committee and access denial actions taken by the CME Group exchanges.   In order to subscribe to this service, visit the CME Group Advisory Emails page on the CME Group website and select the Exchange Disciplinary Actions box under Market Regulation.

       

      If you have any questions, please call the Market Regulation Department at (312) 341-7970 or the Audit Department at (312) 930-3230.