• Extension of Certain Regulatory Relief Concerning COVID-19 Pandemic

      • To
      • Firms, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-8756
      • Notice Date
      • 14 April 2021
      • Effective Date
      • 14 April 2021
    • Today, staff of the CFTC provided an extension of the temporary no-action relief granted to registered floor brokers with respect to location and registration requirements under CFTC regulations.  Details concerning the relief, which has been extended through September 30, 2021, are available in CFTC Staff Letter 21-10.

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