• UPDATE: Regulatory Relief Concerning COVID-19 Pandemic

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-8707R
      • Notice Date
      • 15 January 2021
      • Effective Date
      • 15 January 2021
    • (Special Executive Report (“SER”) S-8707R supersedes SER-8707 issued on January 11, 2021.)

      The Exchanges have been apprised that CFTC Market Participants Division and Division of Market Oversight staff no-action relief extending certain temporary no-action relief granted in response to the COVID-19 pandemic is under review currently and is expected to be issued early next week.  Information regarding CFTC staff no-action relief is posted on the CFTC’s website here.

      Click HERE to view the full advisory.