• Summary Fines for Reporting Infractions

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • CME Group RA1910-5
      • Notice Date
      • 17 December 2019
      • Effective Date
      • 02 January 2020

    • Effective on trade date Thursday, January 2, 2020, and pending all relevant CFTC regulatory review periods, this Market Regulation Advisory Notice will supersede CME Group Market Regulation Advisory Notice RA1812-5 from November 5, 2018.  It is being issued based on an amendment to Rule 512.C. (“Hearings and Appeals”) that replaces a reference to the Probable Cause Committee, which is being eliminated, with a reference to the Chief Regulation Officer.[1]

      Click HERE to view the full advisory.

CME Group is the world’s leading derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). 
Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.

© 2026 CME Group Inc. All rights reserved.