• Registration and Identification of Broker Associations

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • CME RA1902-2
      • Notice Date
      • 17 December 2019
      • Effective Date
      • 02 January 2020

    • Effective on trade date Thursday, January 2, 2020, and pending all relevant CFTC regulatory review periods, this Market Regulation Advisory Notice will supersede CME Market Regulation Advisory Notice RA1602-2 from March 14, 2016. It is being issued based on an amendment to Rule 515.F. (“Broker Association Enforcement Program”) that replaces a reference to the Probable Cause Committee, which is being eliminated, with a reference to the Chief Regulatory Officer.

      Click HERE to view the full advisory.

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