• Supervisory Responsibilities for Employees

      • To
      • Members, Member Firms, and Market Users
      • From
      • Market Regulation Department
      • #
      • CME, CBOT, NYMEX & COMEX RA1915-5
      • Notice Date
      • 17 December 2019
      • Effective Date
      • 02 January 2020

    • Effective on trade date Thursday, January 2, 2020, and pending all relevant CFTC regulatory review periods, this Market Regulation Advisory Notice will supersede CME Group Market Regulation Advisory Notice RA1620-5 from December 14, 2016. It is being issued based on amendments to Rule 444 (“Payments of Disciplinary Fines, Disgorgement Orders, and Restitution”) that become effective on January 2, 2020.1

      Click HERE for full advisory.

CME Group is the world’s leading derivatives marketplace. The company is comprised of four Designated Contract Markets (DCMs). 
Further information on each exchange's rules and product listings can be found by clicking on the links to CME, CBOT, NYMEX and COMEX.

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