• Documentation of Customer Orders and Submission of Suspense Accounts on CME Globex

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • CME, CBOT, NYMEX, & COMEX RA1912-5
      • Notice Date
      • 17 December 2019
      • Effective Date
      • 02 January 2020

    • Effective on trade date Thursday, January 2, 2020, and pending all relevant CFTC regulatory review periods, this Market Regulation Advisory Notice will supersede CME Group Market Regulation Advisory Notice RA1720-5 from December 13, 2017. It is being issued based on amendments to Rule 536.B.2. (“Electronic Audit Trail Requirements for Electronic Order Routing/Front-End Systems”).

      Click HERE to view the full advisory.

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