• Reminder Regarding Rules 543 and 981

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • SER-8442
      • Notice Date
      • 26 August 2019
      • Effective Date
      • 26 August 2019
    • In light of economic sanctions law developments arising from recent events in Venezuela, CME, CBOT, NYMEX, and COMEX (collectively, “the Exchanges”) are reminding all clearing member firms about their continuing obligations under CME/CBOT/NYMEX/COMEX Rules 543. (“Restrictions on Access for Sanctioned Parties and Jurisdictions”) and 981. (“Anti-Money Laundering and Economic Sanctions Compliance”). The Exchanges also remind all others of their obligations to comply with applicable anti-money laundering and economic sanctions laws.

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