Documentation of Customer Orders and Submission of Suspense Accounts on CME Globex

This Advisory Notice is being issued to codify the requirements attendant to documentation of customer orders and the circumstances under which a suspense account may be submitted on an order entered into CME Globex (“Globex”).  For purposes of this Advisory Notice, a suspense account means a temporary holding account that is submitted at the time of order entry into Globex but prior to the allocation of the executions to the specific accounts on a carrying clearing firm’s books.

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