NOTICE OF SUMMARY ACTION

FILE NO.:

CBT-RSRH-21-6240

MEMBER FIRM:

BUNGE CHICAGO INC

CBT RULE VIOLATION:

CBT Rule 807. Open Long Positions During Delivery Month

At such times and in such manner as shall be prescribed by the Manual, clearing members shall submit a complete and accurate record of dates of all open purchases for use in making deliveries. Clearing members shall be fully responsible for inventories submitted to the Clearing House. This rule shall not apply to trading in options contracts.

FINDINGS:

During the month of May 2021, Bunge Chicago, Inc. inaccurately reported long positions eligible for delivery in the May 2021 CBT Soybean futures contract.

PENALTY:

On June 10, 2021, pursuant to Rule 512, a fine in the amount of $1,000 was assessed against Bunge Chicago, Inc. for its violation of Rule 807.

EFFECTIVE DATE:

June 29, 2021