NOTICE OF SUMMARY ACTION

FILE NO.:

18-1059-FC

MEMBER:

KELLY WALKER (KJW)

RULE VIOLATION:

514.TRADING INFRACTIONS. A. The following shall constitute trading infractions: 7. use of undue force while on, entering or leaving the trading floor;

FINDINGS:

On November 27, 2018, a panel of the Floor Conduct Committee found that on November 16, 2018, Walker initiated a physical altercation with another member in the Eurodollar options pit. The Panel found that in so doing Walker violated CME Rule 514. A.7.

PENALTY:

The Panel imposed a fine of $2500.

EFFECTIVE DATE:

December 12, 2018