• NOTICE OF SUMMARY ACTION

      • #
      • 18-0946-FC
      • Effective Date
      • 08 June 2018

    • FILE NO.:                 

      18-0946-FC

      MEMBER:                 

      DONALD J. SLITER (SU)

      RULE VIOLATIONS:   

      514. TRADING INFRACTIONS. A. The following shall constitute trading infractions.7 ;use of undue force while on, entering or leaving the trading pit.

      (In pertinent part)

       
      FINDINGS:   
                   
      On May 22, 2018, a panel of the Floor Conduct Committee found that on May 10, 2018, Sliter used undue force while in the S&P Futures pit. The Panel found that in so doing Sliter violated CME Rule 514.A.7.

      PENALTY:                 

      The Panel imposed a fine of $1000.

      EFFECTIVE DATE:       

      June 8, 2018

       

       

       

       

       

       

       

       

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