• Financial and Regulatory Bulletin

      • #
      • FRB 23-02
      • Notice Date
      • 11 December 2023
      • Effective Date
      • 11 December 2023
    • TO:                 Chief Financial Officers                                                                                #23-02
                             Chief Compliance Officers

      DATE:             December 11, 2023
       

      SUBJECT:       Certified Public Accountant Confirmation Requests 

      Chicago Mercantile Exchange Inc., Board of Trade of the City of Chicago, Inc., New York Mercantile Exchange, Inc. and Commodity Exchange, Inc. receive external confirmation requests from certified public accountants during the course of their annual examinations of member firms. To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicable individual(s) at the following email addresses:

      Subordinated Debt Maria Aguilera,
      Financial Coordinator,
      Financial and Regulatory Surveillance
      Maria.Aguilera@cmegroup.com
      CME Group Inc. Class A Shares Diana Albon,
      Membership Concierge Specialist,
      Memberships – Commercial
      MembershipConfirmations@cmegroup.com
      CME/CBOT/NYMEX/ COMEX Memberships Josephine Novoa,
      Membership Representative,
      Memberships – Commercial
      MembershipConfirmations@cmegroup.com
      CME/CBOT/NYMEX/COMEX Performance Bond, Guarantee Deposits, and Variation Settlements Nelli Phan,
      Compliance Analyst,
      Clearing House; or
      Isabella Serna,
      Compliance Analyst,
      Clearing House
      HistoricalReportReprints@cmegroup.com

      Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption. If the certified public accountants’ email gateway does not support this type of encryption, messages will be sent as secure attachments. The certified public accountants will receive a message advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information. To view the information, they must click on the attachment included in this message.

      If a physical copy is required, the confirmation request should be mailed to the following address:

      CME Group Inc.
      Attn: [INSERT NAME]
      20 S. Wacker Drive
      Chicago, IL 60606

      If you have any questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.