LEI Submission in CGM Files under Rule 980.G

Pursuant to Rule 980. (Required Records and Reports) of the Exchange Rules of each of Chicago Mercantile Exchange Inc. (“CME”), Chicago Board of Trade, Inc., New York Mercantile Exchange, Inc. and Commodity Exchange, Inc. (collectively, the “Exchanges”), all clearing members are required to prepare, maintain and keep current those books and records required by the Exchanges, the Commodity Exchange Act and the regulations and to provide certain information to the Exchanges and/or to CME Clearing (the “Clearing House”) in accordance with the requirements of the rule.

Rule 980.G specifically requires that each clearing member must submit to the Clearing House daily reports that include all information required by the Clearing House, including but not limited to legal entity identifiers (“LEIs”), where available, and end-of-day gross positions by each house origin, by each customer origin and by each individual customer-level account within each customer origin.

Click here for the full text of the advisory

22-170