• Financial and Regulatory Bulletin

      • #
      • #21-01
      • Notice Date
      • 01 December 2021
      • Effective Date
      • 01 December 2021
    • TO:                  Chief Financial Officers                                                                      #21-01

                              Chief Compliance Officers

      DATE:         December 1, 2021

      Subject:     Certified Public Accountant Confirmation Requests

       

      Chicago Mercantile Exchange Inc., Board of Trade of the City of Chicago, Inc., New York Mercantile Exchange, Inc. and Commodity Exchange, Inc. receive external confirmation requests from certified public accountants during the course of their annual examinations of member firms.  To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicable individual at the following email addresses:

      Subordinated Debt

      Lisa Li,

      Financial Coordinator, Financial and Regulatory Surveillance

      Lisa.Li@cmegroup.com

      CME Group Inc.

      Class A Shares

      Robert Krewer, Director, Memberships – Commercial; or Diana Albon, Membership Concierge Specialist, Memberships – Commercial

      CorporateMembershipConfirmations@cmegroup.com

      CME/CBOT/NYMEX/COMEX Memberships

      Carol Jackson,

      Membership Representative, Memberships – Commercial

      CorporateMembershipConfirmations@cmegroup.com

       

      CME/CBOT/NYMEX/COMEX Performance Bond, Guarantee Deposits, and Variation Settlements

      Aubrey Quick, Compliance Associate, Clearing House; or Sophia St. Angel, Compliance Analyst, Clearing House

      HistoricalReportReprints@cmegroup.com

      Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption.  If the certified public accountants’ email gateway does not support this type of encryption, messages will be sent as secure attachments.  The certified public accountants will receive a message advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information.  To view the information, they must click on the attachment included in this message. 

      If a physical copy is required, the confirmation request should be mailed to the following address:

      CME Group Inc.

      Attn: [INSERT NAME]

      20 S. Wacker Drive

      Chicago, IL 60606

      If you have any questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.