• Certified Public Accountant Confirmation Requests

      • #
      • 19-03
      • Notice Date
      • 07 November 2019
      • Effective Date
      • 07 November 2019
    • TO:                  Chief Financial Officers                                                                                 #19-03

                              Chief Compliance Officers

      DATE:             November 7, 2019

       

      SUBJECT: Certified Public Accountant Confirmation Requests

       

      Chicago Mercantile Exchange Inc., Board of Trade of the City of Chicago, Inc., New York Mercantile Exchange, Inc. and Commodity Exchange, Inc. receive external confirmation requests from certified public accountants during the course of their annual examinations of member firms.  To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicable individual at the following addresses:

      Chicago Mercantile Exchange Inc.

      Board of Trade of the City of Chicago, Inc.

      20 S. Wacker Drive

      Chicago, IL 60606

      Subordinated Debt

      Lisa Creamer,

      Financial Coordinator, Financial and Regulatory Surveillance Department

      Lisa.Creamer@cmegroup.com

      CME Group Inc.

      Class A Shares

      Elizabeth Hausoul,

      Manager, Shareholder Relations & Member Services

      Elizabeth.Hausoul@cmegroup.com

      CME/CBOT Memberships

      Carol Jackson,

      Membership Representative, Memberships - Commercial

      CorporateMembershipConfirmations@cmegroup.com

       

      CME/CBOT/NYMEX/COMEX Performance Bond, Guarantee Deposits, and Variation Settlements

      Ashley Clovent,

      Executive Assistant 1,

      Clearing House; or

      Molly Pluciennik, Sr.

      Compliance Associate, Clearing House

      HistoricalReportReprints@cmegroup.com

      New York Mercantile Exchange, Inc.

      Commodity Exchange, Inc.

      300 Vesey Street

      New York, NY 10282

      NYMEX/COMEX Memberships

      Carol Jackson, Membership Representative, Memberships - Commercial

      CorporateMembershipConfirmations@cmegroup.com

      Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption.  If the certified public accountant’s email gateway does not support this type of encryption, messages will be sent as secure attachments. The certified public accountant wil receive a messge advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information. To view the information, they  must click on the attachment included in this message. 

      If you have any questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.