Audit - AMS

Use Audit - Account Management Service (AMS) function to view audit trail activity and perform searches to find related activity.

• To search Account Management Service updates:

1. From the Audit menu, select Account Management Service.

2. From the Audit Type field, select either:

• Account Type: (optional) For additional search criteria, go to step 3a, 3b, 3c.

• Trade Type Restriction

3. Select the Type then specify Search criteria.

1. Clearing Acct
   Clearing Member: Select from clearing members you're authorized to view.
   Account Number
   Type: Select from available account details; account, credit control, market type / product permission, firm rights, alias, threshold, limit settings, account group, trader preferences.
   Date: Select the start and end date to monitor; default is today.
   
2. Trading Acct
   Managing Firm: Account Owner.
   Account Number 
   Type: Select from available account setup details.
   Date: Select the start and end date to monitor; default is today.
   

3. Trade Type Restriction (TTR)
   Clearing Member: Select from clearing members you're authorized to view.
   Type: (default) Block trade.
   Date: Select the start and end date to monitor; default is today.
   

4. From the search results that appear below, select the Account Number (Clearing Acct)/ Clearing Member (TTR) to view audit trail details.

Clearing Acct

Trade Type Restrictions

5. From the audit trail detail page, the following is available:

1. Back to Search: Goes back to search results.
2. Select the Account Number (Clearing / Trading Acct) or Clearing Member (TTR).

• Clearing / Trading Acct: Goes to the Account Management Service - Account Details page
• TTR: Goes to the Account Management Service - Trade Type Restriction page.

3. Modify Search: Using the original criteria as a basis, perform a new or more detailed search.