Roles and Entitlements

User Help System

Roles and Entitlements

Entity Risk Management application functions are available to clearing and executing firm users with the following selectable role / entitlements; to which users can be assigned multiple.

Role requests are coordinated with Global Account Management (GAM).
Access issues are managed by Enterprise Application & System Entitlements (EASE).

Example: To authorize a clearing firm administrator, for CME Globex and CME ClearPort, select:
- Globex Clearing Firm Account Admin
- CPC Clearing Firm Account Admin

Role	Firm Type	Entitlement Description
Clearing Firm Account Administrator	Clearing Firm	CME ClearPort / CME Globex / ICC (CME Globex) View and manage firm, user and product risk settings; CME Direct user / product limits, trading firm access. ICC (CME Globex): Set policies, alerts and product restrictions at the Execution firm level. Spot FX View and manage Trading / Prime Broker / Execution firm / Accounts associations (links). View and manage notional reference limits, thresholds and alerts. Set credit and thresholds on a trading firm level CME ClearPort: Manage trade type restrictions.
Sub Clearing Member Firm Account Administrator	Sub-Clearing Firm	CME ClearPort / CME Direct (CME Globex) Manage credit controls at the user level for trading on CME Direct. Restrict trading firms eligible for pre-negotiated trade submissions by trade type.
Clearing Org Risk Manager	Clearing Firm	View and manage clearing firm credit controls.
Spot FX Clearing Org Risk Manager, also known as Central Clearing Counterparty (CCP)	Primary Broker Firm	Manage thresholds, alerts and limits; such as position limits and notional reference limits for all prime brokers. Suspend / Allow order entry on a prime broker level.
Spot FX Clearing Org Risk Viewer	Primary Broker Firm	View thresholds, alerts and limits; such as position limits and notional reference limits for all Prime Brokers.
Execution Firm Account Administrator	Execution Firm	CME ClearPort / CME Globex / ICC (CME Globex) View policies, thresholds, alerts and user / trade type restrictions for their firm. Spot FX View limits on assigned trading firms for Spot FX.