Getting Started

CME Entity Risk Management Service is used to manage user, firm and product-level risk for trading CME Group products electronically on the Central Limit Order Book and pre-negotiated trades, including:

  • CME ClearPort
  • CME Direct and CME Direct Mobile
  • CME Globex

Entity Risk Management Functions

Policy & Threshold

View and manage policies and alerts on an execution firm level.

  • CME Globex ICC Policy: ICC Clearing firm account administrators can set policies on an execution firm level.
  • CME Globex ICC Alerts: Set threshold alerts to notify recipients, by email, when a specified percentage of limits have been breached.
  • CME Globex ICC Product Restriction Policy: Restrict execution firms from trading certain products.
Spot FX

Manage Prime Broker, Trading, Execution firm relationships and limits (notional reference limit and products) for submitting Spot FX basis spread orders, which are comprised of OTC FX and FX Futures legs.

User Max Qty Limits

For CME Direct users, view and manage maximum allowable product quantity limits for the following order types: outright, commodity spreads, strips and inter-commodity spreads.

Trade Type Restriction by Firm

Restrict the ability of CME ClearPort enabled firms to submit block trades.

Trade type restriction, by account, is managed with Account Management Service.

CM Settings

Use the opt-out status to prevent trading firms from viewing account details.

Related Functionality

Account Management Service: Create, view and manage accounts, including Spot FX account associations with execution firms.