Trade Blotter

Use the Trade Blotter to view transactions that have been submitted for clearance through the Exchange clearing house or used for firms to claim or reject allocated trades. Trade Data is maintained for 1 year.

The Trade Blotter is comprised of:

  • Refresh / Search / Export – upper portion of screen, search for current and previous trades or export data to excel.
  • Blotter – lower portion of screen, view trade details by:
  • Trade ID
  • Side
  • Submit Date
  • Status
  • Broker or Single Side Model. Each of the statuses below applies to the entire Deal.
  • Pending - System processing
  • Unmatched - Status of a Deal for the submitting party pending match or claim by the alleged counterparty.
  • Canceled - Status of a Deal once an "Unmatched" deal is canceled by the submitter.
  • Alleged - Status of a Deal pending acceptance by the alleged counterparty.
  • Cleared - Deal has cleared
  • Declined - Status of a Deal when the alleged counterparty has rejected the Deal because at least one transaction component is not valid.
  • Expired - Status of a Deal that has been Expired by the exchange. Deals that have not been matched or claimed by close of business prior to a coupon date will be expired by the exchange.
  • Reject - System reject, RAV permissioning or deal / contract validation (see ticket for details).

Clearing Status for Front End Clearing Risk Model (FEC). The following represents the aggregate allocation status:

  • Pending Clearing - Deal has been matched or claimed, and sent to CME FEC for Clearing Member action (claim or reject).
  • Partially Cleared - One or more allocations on the Deal has cleared, with at least one allocation pending action by the Clearing Member(s).
  • Cleared w Rejects - All allocations on the Deal have been processed through CME Clearing, but the Clearing Member has both cleared and rejected one or more of the allocations.
  • Cleared - allocations on the Deal have been cleared.
  • Reject - All allocations on the Deal have been rejected by a Clearing Member.
  • Product
  • Quantity
  • Volume Quote
  • Price
  • Term
  • Buyer Firm
  • Buyer Account
  • Buyer Principal
  • Seller Firm
  • Seller Account
  • Seller Principal
  • Suggested Counterparty
  • Source
  • Strike
  • P/C
  • TT