Members:

• All Members are entitled to use or to assign a clerk functioning as a CBA to use a wireless headset.
• Members can talk to anyone on or off the floor.
• Members cannot accept customer orders over the headset in the ring.
• Headsets are not required to be recorded.
• Cost: $250 per month

Clerks:

• Wireless headsets may be used ONLY by a clerk who is registered as a COMEX Broker Assistant ("CBA") (see below) and who is an employee of a COMEX Member.

Members:

• Any Member can hold a tablet.
• A Member can trade any market (NYMEX complex; others where authorized by PCM Guarantor).
• A Member can execute customer orders on Tablet, as follows:
  • Type 2 and type 4 trading is permitted, however, a Member or a Registered CBA must still create an order ticket.
  • Type 3 transactions for another Member, but must create an order ticket.
  • With regard to types 2, 4 and 3 trading cited above, the Floor Member may utilize a suspense account and reallocate the transaction. A Compliance Advisory citing the standards for the use of suspense accounts by floor members for this business will be distributed under separate cover.
• Clearing firms must retain all log files (transaction logs) pertaining to electronic trading in accordance with prevailing regulatory rules.
• Members agree to allow Clearing Firms to supply transaction logs to the Exchange’s Compliance Department upon request for all trades executed regardless of market or venue of execution.

• CBA may have a tablet in addition to the Member having a tablet.
• CBA must have a separate log on—cannot use same log-on and sender sub-ID as Member.
• CBA must be located on the COMEX Trading Floor either directly behind the broker registering the CBA or in that broker’s booth.
• CBA can execute types 2, 3 and 4 business as approved by the Member provided order ticket is created.
• CBA can wear headset and hold tablet.
• CBA can execute with discretion ONLY if discretion is given by the customer and if the CBA is correctly registered with the NFA (AP or Floor Broker, for example).
• CBAs are prohibited from trading for themselves or making trading decisions for any Member’s personal account.
• $250 application fee.