Notice to Members
Notice No. 622 11/29/2006
COMEX on CME Globex® Compliance Seminar
The New York Mercantile Exchange will be hosting a COMEX on CME Globex® Compliance Seminar on Thursday, November 30, 2006, at 1:45 PM. The seminar will be held in Room 1015 on the 10th floor of One North End Avenue. There will be a presentation by Thomas LaSala, Chief Regulatory Officer, and Nancy Minett, Vice President, Compliance. The agenda will address: Notice No. 549 – Compliance Advisory: Interpretative Guidance on Trading While in Possession of Executable Customer Orders Discussion on Exchange of Futures (Big) for miNYs Procedures ("EFM") Q&A Session All COMEX Floor Brokers, Locals and Traders are encouraged to attend.
Should you have any questions or require any further information, please contact exchangeinfo@nymex.com