Client Management Advisory Notices
To | Back Office Managers and ATOM Personnel
From | Client Management Operations
Subject | Reconciling ATOM Discrepancies
Notice Date | 2004-06-28
Notice Number | CMO0053
Effective Date |
In response to several recent firm and broker inquiries, this notice has been written to: · Clarify how the various give-up transaction types are processed in the ATOM™ application · Explain the reasons for month-end negative brokerage balances · Answer some commonly asked questions Please view the attached notice for more information. Thank you.