Q4 2021 Credit Risk, Portfolio Reconciliation and Collateral Update



We are delighted to have won the following awards:

FOW International Awards

  • Collateral Management Solution of the Year

Regulation Asia Awards

  • Best Solution - IM Compliance

Asia Capital Market Awards

  • Best New Product - Collateral Management

Thanks to all our customers for your support.

Webinar: Establish a plan to implement effective UMR phase 6 compliance

Watch on-demand as our experts discuss how to establish a plan to implement effective IM compliance for firms facing phase 6 of the Uncleared Margin Rules.

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UMR demo

If you are in-scope for UMR phase 6 and have any questions about our UMR solution, please contact the TriOptima team.

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triResolve Margin connects to major tri-party agents through SWIFT

triResolve Margin now offers SWIFT integration to BNY Mellon, Clearstream, Euroclear, and J.P. Morgan, providing STP of collateral settlements and helping to reduce the risk of settlement failure. The provision of increased automation, combined with an integrated margin call and settlement workflow, reduces the efforts for clients to comply with global uncleared margin rules. 

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Look back at UMR phase 5 go-live

On 1 September 2021, TriOptima helped a record number of firms prepare for the UMR deadline. This included welcoming new clients onto our services, as well as helping existing clients expand their current usage. With a wide range of firms impacted, we provided flexibility for each client to use the services they required, including:

  • IM calculation and back-testing
  • IM monitoring
  • IM margining 
  • Tri-party/third party connectivity via SWIFT
  • IM reconciliation (via Acadia IMEM)

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Understanding threshold monitoring

Firms are not required to complete legal documentation and custodian arrangements until they breach the 50 million threshold with each of their counterparties. Until that point, you are required to monitor IM exposure. Read our case studies and find out how TriOptima can help.

Initial margin threshold monitoring

Trade sensitivities and IM

triCalculate can help you calculate IM exposure using the ISDA SIMM or schedule methods with embedded connectivity to IMEM. 

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2021 Suggested Operational Practices for the OTC Derivatives Collateral

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SPECIAL FOCUS: triCalculate XVA service

The triCalculate XVA service supports customers by providing exposure profiles, netting set XVA, and sensitivities and pre-deal checking for OTC derivatives using a transparent, consistent, hybrid model across all asset classes and business units. 

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Consider our case studies based on four different clients, representing different firm types each with unique XVA specific challenges

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Reduce counterparty risk by validating and aligning your portfolios and valuations across all asset classes and automate settlement affirmation on our unrivalled network. 

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Need to discuss LIBOR cessation?

Discuss the impact of the cessation of LIBOR and the transition to alternative RFRs on your reconciliations. 

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Cashflow affirmation

triResolve has been extended to include cashflow affirmation to support the derivative and repo settlement process. Manage settlement affirmation across all asset classes more efficiently and achieve greater alignment.

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  1. What are the problems with the traditional cashflow affirmation process?
  2. Did the pandemic highlight any issues?
  3. How does onboarding cashflows improve reconciliation?
  4. What benefits can be realized by automating cashflow affirmation?

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Repository reconciliation

Gain full visibility into the accuracy and reporting of trades so that you can compare your records with those held by the trade repository/your counterparties. 

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Regulatory essentials

Securities and Exchange Commission

  • SEC regulation on record keeping and reporting of security-based swaps. Read the rules and press release.
  • For substitute compliance, the SEC has summarized the process and current statutes here.

Hong Kong Monetary Authority


Monetary Authority of Singapore