Regulation and Compliance in Managed Futures

The views expressed in this program are solely those of the host and speakers in their individual capacity and they do not necessarily reflect the views of the program’s sponsors or the entities with which any of the participants are affiliated. The contents of this program are for informational and educational purposes only. They do not constitute and should not be considered legal, tax, investment advice or a solicitation of the sale or purchase of any futures, options or swaps contracts.

Guests: Art Bell, Chairman at Arthur Bell LLC; JP Bruynes, Partner at Akin Gump Strauss Hauer & Feld LLP; Jennifer Sunu, Director of Compliance at NFA. 

 

Part 1

Topics discussed:

  • How the different regulatory bodies work together in the US
  • Why investing in managed futures is a good idea
  • Questions new investors should be asking

Part 2

Topics discussed: 

  • The dangers of over-regulation
  • Importance of cyber security and how to protect yourself
  • Managed futures in the last twenty years
  • Why we need to worry about the “race to zero”


The views expressed in this program are solely those of the host and speakers in their individual capacity and they do not necessarily reflect the views of the program’s sponsors or the entities with which any of the participants are affiliated. The contents of this program are for informational and educational purposes only. They do not constitute and should not be considered legal, tax, investment advice or a solicitation of the sale or purchase of any futures, options or swaps contracts.

About the Series

CME Group is the exclusive sponsor of Top Traders Round Table, a series of conversations with industry leaders on the subject of Managed Futures brought to you by Top Traders Unplugged.