COMEX Division Membership Status - Notification

Date Notice
1/8/2010 Notice No. 10-1: TERMINATION OF MEMBERSHIP PRIVILEGES; CHANGE OF PCM GUARANTOR; SWITCH OF STATUS
1/4/2010 Notice No. 10-1a: MEMBER FIRM APPROVAL; MEMBER FIRM NAME CHANGE
12/22/2009 Notice No. 09-131: TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF FLOOR TRADING PRIVILEGES
12/21/2009 Notice No. 09-130c: TERMINATION OF FLOOR TRADING PRIVILEGES
12/21/2009 Notice No. 09-130: APPLICATIONS SUBMITTED FOR MEMBERSHIP PRIVILEGES
12/11/2009 Notice No. 09-128: REINSTATEMENT OF MEMBERSHIP PRIVILEGES
12/7/2009 Notice No. 09-127: TERMINATION OF MEMBERSHIP PRIVILEGES; SWITCH OF STATUS
12/4/2009 Notice No. 09-126: REINSTATEMENT OF MEMBERSHIP PRIVILEGES
12/2/2009 Notice No. 09-125: SWITCH OF STATUS
12/1/2009 Notice No. 09-124: TERMINATION OF MEMBERSHIP PRIVILEGES; SWITCH OF STATUS
11/30/2009 Notice No. 09-123: TERMINATION OF MEMBERSHIP PRIVILEGES
11/24/2009 Notice No. 09-122: SWITCH OF STATUS
11/18/2009 Notice No. 09-120: TERMINATION OF FLOOR TRADING PRIVILEGES
11/11/2009 Notice No. 09-118a: MEMBER FIRM APPROVAL
11/10/2009 Notice No. 09-116: TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES
11/6/2009 Notice No. 09-115: TERMINATION OF MEMBERSHIP PRIVILEGES
11/5/2009 Notice No. 09-114a: CLEARING MEMBER APPROVAL
11/4/2009 Notice No. 09-113: TERMINATION OF MEMBERSHIP PRIVILEGES
11/4/2009 Notice No. 09-112: TERMINATION OF MEMBERSHIP PRIVILEGES
11/2/2009 Notice No. 09-111: TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF TRADING PRIVILEGES
10/30/2009 Notice No. 09-111a: CLEARING MEMBERSHIP APPLICATION
10/29/2009 Notice No. 09-110: TERMINATION OF TRADING PRIVILEGES
10/28/2009 Notice No. 09-109a: MEMBER FIRM APPROVAL
10/26/2009 Notice No. 09-108: CHANGE OF PCM GUARANTOR
10/23/2009 Notice No. 09-107: TERMINATION OF MEMBERSHIP PRIVILEGES
10/21/2009 Notice No. 09-106: SWITCH OF STATUS
10/19/2009 Notice No. 09-105: SWITCH OF STATUS
10/16/2009 Notice No. 09-104: TERMINATION MEMBERSHIP PRIVILEGES
10/8/2009 Notice No. 09-103: TERMINATION FLOOR TRADING PRIVILEGES
10/5/2009 Notice No. 09-101a: CLEARING MEMBER APPLICATION
10/2/2009 Notice No. 09-99a: CLEARING MEMBER APPROVAL
10/1/2009 Notice No. 09-98: TERMINATION OF MEMBERSHIP PRIVILEGES
9/30/2009 Notice No. 09-97: TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES; CHANGE OF PCM GUARANTOR
9/24/2009 Notice No. 09-96: TERMINATION OF MEMBERSHIP PRIVILEGES
9/23/2009 Notice No. 09-95a: CLEARING MEMBER APPROVAL; MEMBER FIRM WITHDRAWAL
9/23/2009 Notice No. 09-95: CHANGE OF PCM GUARANTOR
9/22/2009 Notice No. 09-94: REINSTATEMENT OF FLOOR TRADING PRIVILEGES; CHANGE OF PCM GUARANTOR
9/22/2009 Notice No. 09-91: REMINDER NOTICE TO MEMBERS - PLEASE VOTE YOUR PROXY TODAY
9/21/2009 Notice No. 09-92: TERMINATION OF FLOOR TRADING PRIVILEGES
9/16/2009 Notice No. 09-91: TERMINATION OF MEMBERSHIP PRIVILEGES
9/15/2009 Notice No. 09-90: TERMINATION OF MEMBERSHIP PRIVILEGES
9/14/2009 Notice No. 09-89: SWITCH OF STATUS
9/11/2009 Notice No. 09-88: TERMINATION OF MEMBERSHIP PRIVILEGES
9/10/2009 Notice No. 09-87: TERMINATION OF MEMBERSHIP PRIVILEGES
9/8/2009 Notice No. 09-86: REINSTATEMENT OF MEMBERSHIP PRIVILEGES
9/8/2009 Notice No. 09-85: CEO Craig Donohue in Washington testifying at the CFTC/SEC harmonization hearing
9/3/2009 Notice No. 09-83: CME Group Announces September 11 Memorial Plans
9/1/2009 Notice No. 09-81: TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES; SWITCH OF STATUS
9/1/2009 Notice No. 09-81a: MEMBER FIRM APPROVAL
8/31/2009 Notice No. 09-80: SWITCH OF STATUS
8/27/2009 Notice No. 09-79: TERMINATION OF MEMBERSHIP PRIVILEGES
8/26/2009 Notice No. 09-77: TERMINATION OF MEMBERSHIP PRIVILEGES
8/25/2009 Notice No. 09-76: TERMINATION OF FLOOR TRADING PRIVILEGES; SWITCH OF STATUS
8/21/2009 Notice No. 09-76: APPLICATIONS SUBMITTED FOR MEMBERSHIP PRIVILEGES
8/20/2009 Notice No. 09-75: TERMINATION OF MEMBERSHIP PRIVILEGES
8/14/2009 Notice No. 09-74: TERMINATION OF MEMBERSHIP PRIVILEGES
8/13/2009 Notice No. 09-73: TERMINATION OF FLOOR TRADING PRIVILEGES
8/12/2009 Notice No. 09-72: TERMINATION OF MEMBERSHIP PRIVILEGES
8/10/2009 Notice No. 09-71a: MEMBER FIRM APPROVAL; MEMBER FIRM WITHDRAWAL
8/3/2009 Notice No. 09-70: SWITCH OF STATUS
7/30/2009 Notice No. 09-69: REINSTATEMENT OF MEMBERSHIP PRIVILEGES
7/29/2009 Notice No. 09-67: TERMINATION OF MEMBERSHIP PRIVILEGES
7/27/2009 Notice No. 09-66: TERMINATION OF MEMBERSHIP PRIVILEGES
7/24/2009 Notice No. 09-63: TERMINATION OF FLOOR TRADING PRIVILEGES
7/23/2009 Notice No. 09-64a: CLEARING MEMBER APPLICATION
7/22/2009 Notice No. 09-63: REINSTATEMENT OF FLOOR TRADING PRIVILEGES
7/21/2009 Notice No. 09-62: MEMBER FIRM APPROVAL
7/16/2009 Notice No. 09-62: SWITCH OF STATUS
7/13/2009 Notice No. 09-61: TERMINATION OF MEMBERSHIP PRIVILEGES
7/9/2009 Notice No. 09-60: TERMINATION OF MEMBERSHIP PRIVILEGES
7/7/2009 Notice No. 09-59a: CLEARING MEMBERSHIP APPLICATION
7/7/2009 Notice No. 09-59: SWITCH OF STATUS; CHANGE OF PCM GUARANTOR
7/6/2009 Notice No. 09-58: SWITCH OF STATUS
6/30/2009 Notice No. 09-57: TERMINATION OF MEMBERSHIP PRIVILEGES
6/24/2009 Notice No. 09-56: TERMINATION OF MEMBERSHIP PRIVILEGES
6/22/2009 Notice No. 09-55: TERMINATION OF MEMBERSHIP PRIVILEGES
6/22/2009 Notice No. 09-55a: MEMBER FIRM NAME CHANGE
6/11/2009 Notice No. 09-54a: CLEARING MEMBER APPROVAL
6/10/2009 Notice No. 09-53: SWITCH OF STATUS; CHANGE OF PCM GUARANTOR
6/2/2009 Notice No. 09-52: SWITCH OF STATUS
6/2/2009 Notice No. 09-52a: MEMBER FIRM APPROVAL
5/22/2009 Notice No. 09-51: BROKER'S MONTHLY BANKING SUMMARY REPORT
5/19/2009 Notice No. 09-50a: MEMBER FIRM APPROVAL
5/15/2009 Notice No. 09-48: TERMINATION OF MEMBERSHIP PRIVILEGES
5/14/2009 Notice No. 09-47: REINSTATEMENT OF FLOOR TRADING PRIVILEGES
5/14/2009 Notice No. 09-47a: MEMBER FIRM APPROVAL
5/13/2009 Notice No. 09-46: TERMINATION OF FLOOR TRADING PRIVILEGES
5/12/2009 Notice No. 09-45: TERMINATION OF MEMBERSHIP PRIVILEGES
5/11/2009 Notice No. 09-44: TERMINATION OF MEMBERSHIP PRIVILEGES; SWITCH OF STATUS
5/11/2009 Notice No. 09-44a: MEMBER FIRM DIVISION CHANGE
5/5/2009 Notice No. 09-43: TERMINATION OF MEMBERSHIP PRIVILEGES
5/1/2009 Notice No. 09-42a: MEMBER FIRM WITHDRAWAL
5/1/2009 Notice No. 09-42: TERMINATION OF MEMBERSHIP PRIVILEGES; SWITCH OF STATUS
4/29/2009 Notice No. 09-41: TERMINATION OF MEMBERSHIP PRIVILEGES
4/21/2009 Notice No. 09-40: TERMINATION OF MEMBERSHIP PRIVILEGES
4/21/2009 Notice No. 09-40a: CLEARING MEMBER APPROVAL
4/20/2009 Notice No. 09-38: TERMINATION OF MEMBERSHIP PRIVILEGES
4/20/2009 Notice No. 09-38a: CLEARING MEMBER APPROVAL
4/15/2009 Notice No. 09-37: TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES
4/13/2009 Notice No. 09-36: TERMINATION OF MEMBERSHIP PRIVILEGES
4/13/2009 Notice No. 09-36: TERMINATION OF MEMBERSHIP PRIVILEGES
4/6/2009 Notice No. 09-35a: CLEARING MEMBER NAME CHANGE
4/1/2009 Notice No. 09-34: TERMINATION OF MEMBERSHIP PRIVILEGES
3/31/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES
3/30/2009 CLEARING MEMBER FIRM APPROVAL
3/27/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES; SWITCH OF STATUS
3/27/2009 CLEARING MEMBER FIRM APPROVAL
3/26/2009 SECOND QUARTER 2009 CLERK/BROKER ASSISTANT BILLING
3/24/2009 NON-CLEARING MEMBER FIRM APPROVAL
3/18/2009 TERMINATION OF MEMBERSHIP PRIVILEDGES
3/17/2009 TERMINATION OF MEMBERSHIP PRIVILEDGES
3/16/2009 REINSTATEMENT OF FLOOR TRADING PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES
3/16/2009 NON-CLEARING MEMBER FIRM NAME CHANGE
3/10/2009 TERMINATION OF MEMBERSHIP PRIVILEGES
3/5/2009 CLEARING MEMBERSHIP APPLICATION
3/4/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES
3/4/2009 NON-CLEARING MEMBER FIRM APPROVAL
3/2/2009 CLEARING MEMBERSHIP APPLICATION
2/27/2009 CLEARING MEMBERSHIP APPLICATION
2/26/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; CHANGE OF PCM GUARANTOR
2/20/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; NON-CLEARING MEMBER FIRM APPROVAL
2/12/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF MEMBER FIRM PRIVILEGES
2/11/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES
2/9/2009 CLEARING MEMBERSHIP APPLICATION
1/30/2009 TERMINATION OF FLOOR TRADING PRIVILEGES
1/29/2009 TERMINATION OF FLOOR TRADING PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES
1/28/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF AFFILIATION/TERMINATION OF FLOOR TRADING PRIVILEGES
1/26/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES
1/22/2009 TERMINATION OF MEMBERSHIP PRIVILEGES
1/21/2009 TERMINATION OF MEMBERSHIP PRIVILEGES
1/20/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF MEMBERSHIP PRIVILEGES
1/15/2009 TERMINATION OF MEMBERSHIP PRIVILEGES
1/8/2009 TERMINATION OF MEMBERSHIP PRIVILEGES
1/7/2009 REINSTATEMENT OF MEMBERSHIP PRIVILEGES
1/6/2009 REINSTATEMENT OF MEMBERSHIP PRIVILEGES
1/5/2009 TERMINATION OF MEMBERSHIP PRIVILEGES; TERMINATION OF FLOOR TRADING PRIVILEGES; SWITCH OF STATUS
1/2/2009 2009 NYMEX AND COMEX CLERK RENEWAL REQUIREMENTS - 1ST QUARTER
12/23/2008 CLEARING MEMBER APPROVAL
12/22/2008 CLEARING MEMBERSHIP APPLICATION
12/18/2008 TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF FLOOR TRADING PRIVILEGES; SWITCH OF STATUS
12/16/2008 REINSTATEMENT OF MEMBERSHIP PRIVILEGES
12/15/2008 TERMINATION OF MEMBERSHIP PRIVILEGES; CHANGE OF PCM GUARANTOR; CLEARING MEMBERSHIP APPLICATION
12/09/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
12/08/2008 CLEARING MEMBERSHIP APPLICATION; NON-CLEARING MEMBER FIRM NAME CHANGE; TERMINATION OF MEMBERSHIP PRIVILEGES
12/05/2008 MEMBER FIRM NAME CHANGE
12/04/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
11/25/2008 CLEARING MEMBERSHIP APPROVAL
11/25/2008 TERMINATION OF FLOOR TRADING PRIVILEGES
11/24/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
11/20/2008 TERMINATION OF FLOOR TRADING PRIVILEGES
11/18/2008 CLEARING MEMBERSHIP APPLICATION
11/14/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
11/03/2008 CLEARING MEMBER APPROVAL
10/31/2008 TERMINATION OF MEMBERSHIP/FLOOR TRADING PRIVILEGES
10/29/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
10/27/2008 TERMINATION OF CLEARING/MEMBER FIRM PRIVILEGES
10/17/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
10/16/2008 Clearing Membership Application; Switch of Status; Change of PCM Guarantor
10/15/2008 CHANGE OF PCM GUARANTOR
10/10/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
10/09/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
10/08/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
10/02/2008 CHANGE OF PCM GUARANTOR
09/30/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
09/29/2008 TERMINATION OF TERMINATION OF FLOOR TRADING PRIVILEGES; MEMBER FIRM ADMITTED; SWITCH OF STATUS
09/24/2008 TERMINATION OF TERMINATION OF MEMBERSHIP/FLOOR TRADING PRIVILEGES
09/19/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
09/18/2008 CLEARING MEMBER FIRM ADMITTED
09/17/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
09/16/2008 TERMINATION OF FLOOR TRADING PRIVILEGES
09/09/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
09/04/2008 TERMINATION OF MEMBERSHIP PRIVILEGES; REINSTATEMENT OF FLOOR TRADING PRIVILEGES
09/03/2008 TERMINATION OF FLOOR TRADING PRIVILEGES
09/02/2008 ASSUMPTION OF NEWEDGE FINANCIAL INC 
BY NEWEDGE USA, LLC
08/25/2008 REINSTATEMENT OF MEMBERSHIP PRIVILEGES
08/22/2008 TERMINATION: NIX-6424
08/15/2008 TERMINATION: MURIAL HARRIS
08/14/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
08/13/2008 SWITCH OF STATUS: ABBO-8126
08/11/2008 TERMINATION OF MEMBERSHIP PRIVILEGES
08/08/2008 TERMINATION OF MEMBERSHIP/MEMBER FIRM PRIVILEGES
08/01/2008 TERMINATION: KERRY BREITBART
07/31/2008 TERMINATION: GB-6604; SWITCH OF STATUS: VAC-6101
07/28/2008 TERMINATION OF FLR TRADING PRIV: KWIN-6670; REINSTATEMENT OF MEM PRIV: BEA-7611
07/25/2008 TERMINATION: BEA-7611
07/23/2008 TERMINATION: AMGG-6174
07/22/2008 REINSTATEMENT OF MEMB PRIV: CRSP-6374
07/18/2008 TERMINATION OF FLR TRADING:JAN-4210
07/17/2008 TERMINATION: WILLIAM JARRETT
07/16/2008 TERMINATION: PM-385, MINT-6505, STEVEN WINTER
07/10/2008 TERMINATION: (NRUG-6658)
07/03/2008 TERMINATION: (LUPO-6257), PCM CHANGE: (RIV-6642)
07/02/2008 TERMINATION: EBBZ-6513
07/01/2008 TERMINATION OF MEMBERSHIP PRIVILEGES; CHANGE OF PCM GUARANTOR
06/25/2008 TERMINATION: FSAL-6487
06/18/2008 MEMBER FIRM ADMITTED: ARBITRAGE LLC
06/13/2008 SWITCH OF STATUS: SUMO-6350; MEMBER FIRM ADMITTED: BLUEFIRE CAPITAL LLC
06/12/2008 TERMINATION: CORK-3119
06/09/2008 SWITCH OF STATUS: NATE-6525
06/05/2008 CHANGE OF PCM (PERA-6297); SWITCH OF STATUS; NOTICE & TERM'D OF AFFILIATION (CORE-6531, CJ-7940); MEMBER FIRM ADMITTED
06/04/2008 TERMINATION: ORA-7426
06/03/2008 TERMINATION OF FLR TRADING: FRKY-3714
06/02/2008 TERMINATION: RAZZ-4353; Philip Waterman (Citigroup Global Markets Inc.)
05/20/2008 CHANGE OF PCM: RANT-6196
05/16/2008 TERMINATION: (WHIT-534)
05/15/2008 TERMINATION: MICHELE DUNNE
05/07/2008 TERMINATION: (CLFY-6467, ORE-7509)
05/06/2008 TERMINATION OF FLOOR TRADING PRIV: (FENZ-7006); REINSTATEMENT OF FLOOR TRADING PRIV: (WOLD-6623)
05/02/2008 Termination of Membership Privileges (COMO-6609)
05/01/2008 Termination of Floor Trading Privileges: (JOSP-706)
04/29/2008 TERMINATION OF TRADING PRIV: (AMGG-6174)
04/28/2008 TERMINATION: (SURF-7380), TERMINATION OF TRADING PRIV: (ORE-7509)
04/17/2008 Termination: (LOS-7757)
04/16/2008 Termination: (DGD-6330)
04/15/2008 Termination: (STL-6047)
04/10/2008 Reinstatement of Membership Privileges
04/09/2008 Change of PCM Guarantor; Switch of Status
04/07/2008 Termination of Membership Privileges; Member Firm Admitted
04/03/2008 Termination of Membership Privileges; Termination of Floor Trading Privileges
04/02/2008 Termination of Membership Privileges; Change of PCM Guarantor
04/01/2008 Reinstatement of Floor Trading Privileges
03/31/2008 Termination of Membership Privileges; Termination/Reinstatement of Floor Trading Privileges; Member Firm Admitted; Switch of Status
03/28/2008 Termination of Membership Privileges; Termination of Floor Trading Privileges
03/25/2008 Termination of Membership Privileges; Notice of Affiliation
03/24/2008 Termination of Membership Privileges
03/20/2008 Termination of Membership Privileges
03/19/2008 Termination of Membership Privileges; Reinstatement of Floor Trading Privileges; Reinstatement of Membership Privileges; Member Firm Name Change
03/18/2008 Change of PCM Guarantor
03/07/2008 Termination of Membership Privileges
03/05/2008 Termination of Membership/Member Firm Privileges
03/04/2008 Termination of Membership Privileges; Termination of Floor Trading Privileges