This Advisory Notice supersedes Market Regulation Advisory Notice RA1402-5 from April 14, 2014. It is being issued to reflect changes to Rule 561 in connection with the Commodity Futures Trading Commission (“CFTC”) Ownership and Control Reports (“OCR”). As noted in Market Surveillance Notice # MSN11-04-14 (“MSN11-04-14”) from November 4, 2014, CME, CBOT, NYMEX and COMEX (the Exchanges) intend to require submission of Forms 102A and 102B in line with the CFTC OCR rule by amending Rule 561 to require that the new forms be submitted to the Exchanges in the same form and manner required by the CFTC’s OCR rule.
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