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Chapter 9 Clearing Members
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900. CATEGORIES OF CLEARING MEMBERS

900A. CME Clearing Members

900B. Financial Instrument Clearing Members

901. GENERAL REQUIREMENTS AND OBLIGATIONS

902. CLEARING MEMBERSHIP ASSIGNMENT REQUIREMENTS

902A. Assignment Requirement

902B. [Reserved]

902C. Assignment Process

902D. Assignment Substitutions

902E. Assignment Withdrawal Disputes

902F. Lien on Memberships

903. RESPONSIBILITY FOR QUALIFIED MEMBERS

904. FUNDS IN TRADING ACCOUNTS CARRIED BY CLEARING MEMBERS

905. CHOICE OF LAW

906-909. [RESERVED]

910. APPLICATION FORMS

911. SCREENING PROCEDURES

912. APPROVAL

913. WITHDRAWAL FROM CLEARING MEMBERSHIP

913A. Voluntary Withdrawal

913B. Release of Guaranty Fund Deposit, Membership Proceeds and Assignments

914-929. [RESERVED]

930. PERFORMANCE BOND REQUIREMENTS: ACCOUNT HOLDER LEVEL

930A. Performance Bond System

930B. Performance Bond Rates

930C. Acceptable Performance Bond Deposits

930D. Acceptance of Orders

930E. Calls for Performance Bond

930F. Release of Excess Performance Bond

930G. Loans to Account Holders

930H. Aggregation of Accounts and Positions

930I. Hedge Positions

930J. Omnibus Accounts

930K. Liquidation of Accounts

930L. Clearing House Authority to Require Additional Performance Bond

930M. Failure to Maintain Performance Bond Requirements

930N. OTC Derivatives Undermargined Capital Charge

931-948. [RESERVED]

949. CREDIT CONTROLS

950. SUPERVISION

951. DISCLOSURE REQUIREMENTS

952. SALES COMMUNICATIONS

953. PROMOTIONAL MATERIAL

954. CUSTOMER COMPLAINTS

955. ASSIGNMENT AND NOTIFICATION OF EXERCISE NOTICES

956. DISCRETIONARY, CONTROLLED AND MANAGED ACCOUNTS

956A. Requirements

956B. Presumption of Authority

956C. Supervision and Trading of Discretionary Trading Accounts

956D. Position Limits

956E. Exceptions

957. CONFIRMATIONS TO CUSTOMERS

958. BRANCH OFFICES, GUARANTEED INTRODUCING BROKERS, AND ASSOCIATED PERSONS

959. [RESERVED]

960. OMNIBUS AND CARRYING BROKER ACCOUNTS

961-969. [RESERVED]

970. FINANCIAL REQUIREMENTS

971. SEGREGATION, SECURED AND SEQUESTERED REQUIREMENTS

972. REDUCTIONS IN CAPITAL

973. CUSTOMER ACCOUNTS WITH THE CLEARING HOUSE

974. SUSPENSION OF MEMBER FIRM PRIVILEGES

975. EMERGENCY FINANCIAL CONDITIONS

976. SUSPENSION OF CLEARING MEMBERS

977. SUSPENSION OF OFFICERS OR PARTNERS

978. OPEN TRADES OF SUSPENDED CLEARING MEMBERS

979. SUSPENDED OR EXPELLED CLEARING MEMBERS

980. REQUIRED RECORDS AND REPORTS

981. ANTI-MONEY LAUNDERING AND ECONOMIC SANCTIONS COMPLIANCE

982. RISK MANAGEMENT

983. DISASTER RECOVERY AND BUSINESS CONTINUITY