CBOT Rulebook Chapters
 
Chapter 6 Arbitration
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600. DISPUTES SUBJECT TO CBOT ARBITRATION

600A. Disputes Among Members

600B. Disputes Between Members and Certain Non-Member Employees

600C. Claims Against the Exchange

600D. Permissive Arbitrations

600E. Waiver of Any Objection to Jurisdiction

600F. Hearing Panel

601. CUSTOMER CLAIMS AGAINST MEMBERS

601A. Definitions

601B. Refusal to Hear Certain Disputes

601C. Initiation of Arbitration

601D. Referral to Arbitration Panel or Mixed Panel

602. INITIATING AN ARBITRATION CLAIM

603. ANSWERING AN ARBITRATION CLAIM

604. FAILURE TO ANSWER

605. COUNTERCLAIMS, CROSS-CLAIMS AND THIRD-PARTY CLAIMS

606. REVIEW OF ARBITRABILITY

607. CONSOLIDATION OF ARBITRATION DISPUTES

608. WITHDRAWAL OF CLAIMS

609. PERIOD OF ELIGIBILITY FOR ARBITRATION

610. PARALLEL PROCEEDINGS

611. REQUESTS FOR DOCUMENTS, INFORMATION OR TESTIMONY

612. DOCUMENTS AND WITNESSES TO BE PRESENTED AT HEARING

613. ADDITIONAL PROCEDURES

614. ARBITRATION PANEL

614A. Appointment of Arbitration Panel

614B. Requests to Remove an Arbitrator

615. HEARING PROCEDURES

615A. Chairman

615B. Arbitrators

615C. Parties and their Representatives

615D. Witnesses

615E. Hearing Record

616. AWARDS

616A. Decision by Panel

616B. Decision by the Chairman

616C. Limitations on Monetary Awards

617. CORRECTION OF AWARD

618. SATISFACTION OF AWARD

619. APPEALS

620. STANDARDS AND PROCEDURES FOR REVIEW UPON APPEAL

621. CERTAIN CLAIMS AGAINST THE EXCHANGE INVOLVING TRADING SYSTEMS OR SERVICES

621A. General

621B. Initial Liability Claim and Demand for Arbitration

621C. Selection of Arbitration Panel

621D. Related Claims

621E. Award

621F. Satisfaction of Award by Exchange

622. CLAIMS RELATING TO TRADE CANCELLATIONS OR PRICE ADJUSTMENTS

622A. General

622B. Initiation of Claim

622C. Related Claims

622D. Award

623. RIGHT TO COUNSEL

624. COMPUTATION OF TIME

625. SUBMISSIONS TO OR COMMUNICATIONS WITH THE PANEL

626. ARBITRATION FEES

627. ARBITRATION COMMITTEE