CBOT Rulebook Chapters
 
Chapter 1 Membership
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100. GENERAL

101. QUALIFICATIONS AND RESPONSIBILITIES

102. NON-MEMBER INVESTORS

103. PURCHASE OF MEMBERSHIP AND MECHANICS OF PURCHASE

103A. Purchase of Membership

103B. Mechanics of Purchase

104. SALE OF MEMBERSHIP

105. APPLICATION FOR MEMBERSHIP

105A. Application Process for Members Accessing the Trading Floor

105B. Application Process for Members Not Requesting Access to the Trading Floor

105C. Application for Floor Broker's or Floor Trader's License

106. TRANSFERS, SECURITY TRANSACTIONS, AND AUTHORIZATIONS TO TRANSFER OR SELL

106A. Authorization to Sell

106B. Security Transactions

106C. Family Transfers

106D. Futures Industry Transfers

106E. Unconditional Bequests and Bona Fide Gifts of Membership

106F. Clearing Member

106G. Transfer to Wholly-Owned Entities

106H. Trading Member Firm

106I. Affiliate Member Firm

106J. Equity Member Firm

106K. Transfer to a Trust

106L. [Reserved]

106M. Transfer to Joint Tenants With Right of Survivorship

106N. [Reserved]

106O. [Reserved]

106P. Transfer to a Family Limited Partnership

106Q. [Reserved]

106R. Electronic Corporate Member Firm

106S. Family of Funds Member Firm

106T. Transfer Restrictions on Series B-3 (GIM) Memberships

106U. Transfer to an Acquiring Member Firm or an Affiliated Member Firm

107. APPROVAL OF APPLICANT

108. [RESERVED]

109. REJECTION OF APPLICANT

110. CLAIMS AGAINST MEMBERSHIP, APPLICATION OF PROCEEDS

111-119. [RESERVED]

120. MEMBERSHIP CATEGORIES

121. MEMBERSHIP PRIVILEGES

122. MEMBERSHIP DUES AND ASSESSMENTS PAYABLE

123. COMPLIANCE WITH THE COMMODITY EXCHANGE ACT

124. VIOLATIONS OF COMMODITY EXCHANGE ACT

125. [RESERVED]

126. MEMBERSHIP EDUCATION PROGRAMS

127. TRADING AND SOLICITATION PRIVILEGES

128. FULL MEMBER CBOE EXERCISE PRIVILEGE

129. CBOT MINI-SIZED CONTRACT PERMIT HOLDERS¿ TRADING PRIVILEGES

130. REQUIRED NOTICES BY MEMBER FIRMS AND SUSPENSION OF MEMBER FIRM PRIVILEGES

131. EXPULSION FOR FRAUD OR DISHONESTY PRIOR TO ELECTION TO MEMBERSHIP

132. [RESERVED]

133. SALE OF MEMBERSHIP WHEN MEMBER DEFAULTS

134-194. [RESERVED]

195. MARKET MAKER PROGRAMS