• Summary Fines for Reporting Infractions

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • CME Group RA1714-5
      • Notice Date
      • 11 October 2017
      • Effective Date
      • 25 October 2017
    • This Advisory Notice supersedes CME Group Market Regulation Advisory Notice RA1511-5 issued on July 13, 2015. It is being issued to add Exchange for Related Position (“EFRP”) reporting to the list items for which summary fines pursuant to Rule 512 (“Reporting Infractions”) may be levied.

      Click HERE for full advisory.