• Documentation of Customer Orders and Submission of Suspense Accounts on CME Globex

      • To
      • Members, Member Firms and Market Users
      • From
      • Market Regulation Department
      • #
      • CME Group RA1605-5
      • Notice Date
      • 15 April 2016
      • Effective Date
      • 06 September 2016
    • This Advisory Notice is being issued to codify the requirements attendant to documentation of customer orders and the circumstances under which a suspense account may be submitted on an order entered into CME Globex (“Globex”).  For purposes of this Advisory Notice, a suspense account means a temporary holding account that is submitted at the time of order entry into Globex but prior to the allocation of the executions to the specific accounts on a carrying clearing firm’s books.

      Click HERE to view full advisory.