Effective on trade date April 4, 2016, and pending all relevant CFTC regulatory review periods, this Advisory Notice supersedes Market Regulation Advisory Notice RA1518-5R from November 13, 2015. It is being issued as a result of changes to the limited exceptions to aggregation for independently controlled accounts pursuant to each Exchange’s Rule 559.E. (“Limited Exceptions to Aggregation for Independently Controlled Accounts”). The amended text of Rule 559.E. can be found at the end of this Advisory. Additionally, Q&A #8 provides updated guidance in relation to aggregation exceptions.
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