• NOTICE OF SUMMARY ACTION

      • #
      • CME-18-0899-FC
      • Effective Date
      • 02 April 2018
    • FILE NO.:

      18-0899-FC

      MEMBER:

      KEVIN HENNING (KVH)

      RULE VIOLATIONS:

      514. TRADING INFRACTIONS.

      A. The following shall constitute trading infractions:

      7. use of undue force while on, entering or leaving the trading floor;

      FINDINGS:

      On March 20, 2018, a panel of the Floor Conduct Committee found that on March 9, 2018, Henning engaged in a physical altercation with another member in the S&P options pit. The Panel found that in so doing Henning violated CME Rule 514.A.7.

      PENALTY:

      The Panel imposed a fine of $1000.

      EFFECTIVE DATE:

      April 2, 2018