• NOTICE OF SUMMARY ACTION

      • #
      • CME-18-0892-FC
      • Effective Date
      • 23 March 2018
    • FILE NO.:

      CME 18-0892-FC

      MEMBER:

      WILLIAM P. BRANNIGAN (WPB)

      RULE VIOLATIONS:

      514. TRADING INFRACTIONS.

      A. The following shall constitute trading infractions:

      .7 use of undue force while on, entering or leaving the trading floor;

      FINDINGS:

      On March 12, 2018, a panel of the Floor Conduct Committee found that on March 2, 2018 Brannigan engaged in a physical altercation with another member while in the S&P Futures pit. The Panel found that in so doing Brannigan violated CME Rule 514.A.7.

      PENALTY:

      The Panel imposed a fine of $1000.

      EFFECTIVE DATE:

      March 23, 2018