• NOTICE OF SUMMARY ACTION

      • #
      • CME-18-0879-FC
      • Effective Date
      • 09 March 2018
    • FILE NO.:

      CME 18-0879-FC

      MEMBER:

      DAVID SPRINGER (DZS)

      RULE  VIOLATIONS:

      514. TRADING INFRACTIONS.

      A. The following shall constitute trading infractions:

      514. A. 9; (“conduct of an unbusinesslike nature”)

      FINDINGS:

      On February 21, 2018, a panel of the Floor Conduct Committee found that on February 15, 2018, Springer threw multiple trading cards from the Standard & Poors 500 Stock Index futures pit. The Panel found that in so doing Springer violated CME Rule 514. A.9.

      PENALTY:

      The Panel imposed a fine of $500.

      EFFECTIVE  DATE:

      March 9, 2018