• Certified Public Accountant Confirmation Requests

      • To
      • Chief Financial Officers, Chief Compliance Officers
      • From
      • Financial and Regulatory Surveillance Department, Clearing House Division
      • #
      • 17-02
      • Notice Date
      • 27 December 2017
      • Effective Date
      • 27 December 2017
    •  

      FINANCIAL AND REGULATORY BULLETIN

       

      TO:                  Chief Financial Officers                                                            #17-02       

                              Chief Compliance Officers       

                            

      DATE:             December 27, 2017

      SUBJECT:      Certified Public Accountant Confirmation Requests

      CME Group Inc. receives external confirmation requests from certified public accountants during the course of their annual examinations of member firms. To ensure confirmation requests are processed efficiently and in a timely manner, the requests should be sent to the attention of the applicable individual at the following addresses:

      CME Group Inc. 20 S. Wacker Drive Chicago, IL 60606

       

      Subordinated Debt

      Lisa  Creamer, Financial Coordinator, Financial and Regulatory Surveillance

      Department

      Lisa.Creamer@cmegroup.com

      CME Group Inc. Class A Shares

      Elizabeth Hausoul, Manager, Shareholder

      Relations & Member Services

      Elizabeth.Hausoul@cmegroup.com

      CME/CBOT Memberships

      Carol Jackson, Membership Representative, Memberships -

      Commercial

      Carol.Jackson@cmegroup.com

      CME/CBOT/NYMEX/COMEX

      Performance Bond, Guarantee Deposits, and Variation Settlements

      Ashley Clovent, Executive Assistant 1, Clearing House; or Molly Pluciennik,

      Compliance Analyst – Clearing House

      HistoricalReportReprints@cmegroup.com

      CME Group Inc. 300 Vesey Street

      New York, NY 10282

       

      NYMEX/COMEX

      Memberships

      Carolyn Sterling, Supervisor, Memberships -

      Commercial

      NYMembershipDepartment@cmegroup.com

      Performance Bond, Guarantee Deposits, Variation Settlements, and other clearing information will be confirmed by email using opportunistic encryption. If the certified public accountant’s email gateway does not support this type of encryption, messages will be sent  as  secure attachments. The certified public accountant will receive a message advising them that they have received an email containing CME Group Confidential or CME Group Highly Sensitive information. To view the information, they must click on the attachment included in this message.

      If you have any questions, please contact the Financial and Regulatory Surveillance Department at 312-930-3230.